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Forecasting VIX using interpretable Kolmogorov-Arnold networks

2025-02-03 · So-Yoon Cho, Sungchul Lee, Hyun-Gyoon Kim

This paper presents the use of Kolmogorov-Arnold Networks (KANs) for forecasting the CBOE Volatility Index (VIX). Unlike traditional MLP-based neural networks that are often criticized for their black-box nature, KAN offers an interpretable approach via learnable spline-based activation functions and symbolification. Based on a parsimonious architecture with symbolic functions, KAN expresses a forecast of the VIX as a closed-form in terms of explanatory variables, and provide interpretable insights into key characteristics of the VIX, including mean reversion and the leverage effect. Through in-depth empirical analysis across multiple datasets and periods, we show that KANs achieve competitive forecasting performance while requiring significantly fewer parameters compared to MLP-based neural network models. Our findings demonstrate the capacity and potential of KAN as an interpretable financial time-series forecasting method.

📄 PDF Abstract BibTeX arXiv:2502.00980

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Kolmogorov-Arnold NetworksTime SeriesTime Series Forecasting

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