paper-with-me

홈 › Papers

Realistic Market Impact Modeling for Reinforcement Learning Trading Environments

2026-03-30 · Lucas Riera Abbade, Anna Helena Reali Costa arxiv

Reinforcement learning (RL) has shown promise for trading, yet most open-source backtesting environments assume negligible or fixed transaction costs, causing agents to learn trading behaviors that fail under realistic execution. We introduce three Gymnasium-compatible trading environments -- MACE (Market-Adjusted Cost Execution) stock trading, margin trading, and portfolio optimization -- that integrate nonlinear market impact models grounded in the Almgren-Chriss framework and the empirically validated square-root impact law. Each environment provides pluggable cost models, permanent impact tracking with exponential decay, and comprehensive trade-level logging. We evaluate five DRL algorithms (A2C, PPO, DDPG, SAC, TD3) on the NASDAQ-100, comparing a fixed 10 bps baseline against the AC model with Optuna-tuned hyperparameters. Our results show that (i) the cost model materially changes both absolute performance and the relative ranking of algorithms across all three environments; (ii) the AC model produces dramatically different trading behavior, e.g., daily costs dropping from $200k to $8k with turnover falling from 19% to 1%; (iii) hyperparameter optimization is essential for constraining pathological trading, with costs dropping up to 82%; and (iv) algorithm-cost model interactions are strongly environment-specific, e.g., DDPG's OOS Sharpe jumps from -2.1 to 0.3 under AC in margin trading while SAC's drops from -0.5 to -1.2. We release the full suite as an open-source extension to FinRL-Meta.

📄 PDF Abstract BibTeX arXiv:2603.29086

Code (0)

등록된 구현이 없습니다.

Tasks

Hyperparameter OptimizationReinforcement LearningPortfolio Optimization

Similar Papers 제목 키워드 기반

Multi-Agent Deep Reinforcement Learning for Liquidation Strategy Analysis

2019-06-24 · Wenhang Bao, Xiao-Yang Liu

Liquidation is the process of selling a large number of shares of one stock sequentially within a given time frame, taking into consideration the costs arising from market impact and a trader's risk aversion. The main ch…

Deep Reinforcement Learningreinforcement-learningReinforcement LearningReinforcement Learning (RL)

Generative Market Equilibrium Models with Stable Adversarial Learning via Reinforcement

2025-04-05 · Anastasis Kratsios, Xiaofei Shi, Qiang Sun, Zhanhao Zhang

We present a general computational framework for solving continuous-time financial market equilibria under minimal modeling assumptions while incorporating realistic financial frictions, such as trading costs, and suppor…

Deep Reinforcement Learning

Adaptive Agents and Data Quality in Agent-Based Financial Markets

2023-11-27 · Colin M. Van Oort, Ethan Ratliff-Crain, Brian F. Tivnan, Safwan Wshah

We present our Agent-Based Market Microstructure Simulation (ABMMS), an Agent-Based Financial Market (ABFM) that captures much of the complexity present in the US National Market System for equities (NMS). Agent-Based mo…

Meta Reinforcement Learning

TRADES: Generating Realistic Market Simulations with Diffusion Models

2025-01-31 · Leonardo Berti, Bardh Prenkaj, Paola Velardi

Financial markets are complex systems characterized by high statistical noise, nonlinearity, and constant evolution. Thus, modeling them is extremely hard. We address the task of generating realistic and responsive Limit…

Denoising

When AI Trading Agents Compete: Adverse Selection of Meta-Orders by Reinforcement Learning-Based Market Making

2025-10-31 · Ali Raza Jafree, Konark Jain, Nick Firoozye arxiv

We investigate the mechanisms by which medium-frequency trading agents are adversely selected by opportunistic high-frequency traders. We use reinforcement learning (RL) within a Hawkes Limit Order Book (LOB) model in or…

Reinforcement Learning