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Waveform Design Based on Mutual Information Upper Bound For Joint Detection and Estimation

2025-04-30 · Ruofeng Yu, Caiguang Zhang, Chenyang Luo, Mengdi Bai, Shangqu Yan, Wei Yang, Yaowen Fu

Adaptive radar waveform design grounded in information-theoretic principles is critical for advancing cognitive radar performance in complex environments. This paper investigates the optimization of phase-coded waveforms under constant modulus constraints to jointly enhance target detection and parameter estimation. We introduce a unified design framework based on maximizing a Mutual Information Upper Bound (MIUB), which inherently reconciles the trade-off between detection sensitivity and estimation precision without relying on ad hoc weighting schemes. To model realistic, potentially non-Gaussian statistics of target returns and clutter, we adopt Gaussian Mixture Distributions (GMDs), enabling analytically tractable approximations of the MIUB's constituent Kullback-Leibler divergence and mutual information terms. To address the resulting non-convex problem, we propose the Phase-Coded Dream Optimization Algorithm (PC-DOA), a tailored metaheuristic that leverages hybrid initialization and adaptive exploration-exploitation mechanisms specifically designed for phase-variable optimization. Numerical simulations demonstrate the effectiveness of the proposed method in achieving modestly better detection-estimation trade-off.

📄 PDF Abstract BibTeX arXiv:2504.21322

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parameter estimationRadar waveform design

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