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Papers

SMARTFinRAG: Interactive Modularized Financial RAG Benchmark

2025-04-25 · Yiwei Zha

Financial sectors are rapidly adopting language model technologies, yet evaluating specialized RAG systems in this domain remains challenging. This paper introduces SMARTFinRAG, addressing three critical gaps in financial RAG assessment: (1) a fully modular architecture where components can be dynamically interchanged during runtime; (2) a document-centric evaluation paradigm generating domain-specific QA pairs from newly ingested financial documents; and (3) an intuitive interface bridging research-implementation divides. Our evaluation quantifies both retrieval efficacy and response quality, revealing significant performance variations across configurations. The platform's open-source architecture supports transparent, reproducible research while addressing practical deployment challenges faced by financial institutions implementing RAG systems.

📄 PDF Abstract BibTeX arXiv:2504.18024

Code (1)

jonathanzha47/smartfinrag 공식 구현

Tasks

Language ModelingLanguage ModellingRAGRetrieval

Methods 이 논문이 사용한 방법론

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Attention 설명 없음
Linear Warmup With Linear Decay Linear Warmup With Linear Decay is a learning rate schedule in which we increase the learning rate linearly for $n$ updates and then linearly decay afterwards.
Dropout Dropout is a regularization technique for neural networks that drops a unit (along with connections) at training time with a specified probability $p$ (a common value is…
Layer Normalization Unlike batch normalization, Layer Normalization directly estimates the normalization statistics from the summed inputs…
BPE Byte Pair Encoding, or BPE, is a subword segmentation algorithm that encodes rare and unknown words as sequences of subword units. The intuition is that various word…
Attention Dropout Attention Dropout is a type of dropout used in attention-based architectures, where elements are randomly dropped out of the…
Softmax The Softmax output function transforms a previous layer's output into a vector of probabilities. It is commonly used for multiclass classification. Given an input vector $x$…

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