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The Viscosity of Logic: Phase Transitions and Hysteresis in DPO Alignment

2026-01-24 · Marco Pollanen arxiv

Direct Preference Optimization (DPO) is often tuned as if increasing alignment pressure (controlled by $β$) yields progressively "better" behavior. We instead treat $β$ as a control parameter and densely sweep it for three 7B open-weight families under a fixed DPO recipe. In Mistral, capability is sharply non-monotonic: aggregated logic-probe margins become positive only in a narrow band near $β\approx 10^{-2}$ and revert outside it, with boundary points that are seed-sensitive. Across architectures under the same sweep, we observe qualitatively different response modes: sharp reorganization in Mistral, selective changes in Llama, and smooth trade-offs in Qwen. Critically, the DPO preference margin can anticorrelate with reasoning capability (Pearson $r=-0.91$ for Llama logic), so margin-based selection can prefer capability-impaired models. Training path also matters: exposure to high $β$ induces capability losses that persist even after $β$ is reduced (hysteresis). These findings motivate capability-resolved evaluation across the $β$ landscape rather than reliance on margins or aggregate benchmarks.

📄 PDF Abstract BibTeX arXiv:2601.17260

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